Manuals, Policies and Procedures

We provide manuals, policies and procedures adapted to your requirements and obligations. We can also update your existing documented framework to reflect any changes in applicable laws, rules and regulations as well as industry best practices.

We can draft the following manuals, policies and procedures:

  • AML/CFT Compliance
  • Internal Control and Compliance
  • Client Vetting and Acceptance
  • Politically Exposed Person (PEP)
  • Risk Management
  • Corporate Governance
  • Code of Conduct & Ethics
  • Anti-bribery & Corruption
  • Whistle Blowing
  • Complaints Handling
  • Conflicts of Interest

We can also assist you with the development of the following:

  • AML/CFT Compliance Programme
  • Compliance Monitoring Programme
  • Risk-Based Monitoring Programme
  • Business Continuity Plan

This is a non-exhaustive list and all documents are tailored to your business.

Our Services

Areas of Practice

Independent
Compliance Audit

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Compliance Advisory
and Support

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Manuals, Policies and
Procedures

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Business Risk
Assessment

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Training
and E-Learning

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Fraud
Investigation

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Enchanced
Due Diligence

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KYC Remediation
Service

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Client Risk Assessment
Solutions

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